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Culture Audit in Financial Services

Reporting on Behaviour to Conduct Regulators

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  • 448 pages
  • 16 hours of reading

More about the book

Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.

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Culture Audit in Financial Services, Roger Miles

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Released
2021
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(Hardcover)
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