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Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.
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Culture Audit in Financial Services, Roger Miles
- Language
- Released
- 2021
- product-detail.submit-box.info.binding
- (Hardcover)
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- Title
- Culture Audit in Financial Services
- Subtitle
- Reporting on Behaviour to Conduct Regulators
- Language
- English
- Authors
- Roger Miles
- Publisher
- Kogan Page
- Released
- 2021
- Format
- Hardcover
- Pages
- 448
- ISBN13
- 9781789667776
- Series
- Rating
- 4 out of 5
- Description
- Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.